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Compliance Manager @Griffin

[Hiring] Compliance Manager @Griffin

Mar 28, 2025 - Griffin is hiring a remote Compliance Manager. 💸 Salary: £65,000 - £80,000 pro rata. 📍Location: UK.

This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more.

Role Description

As Compliance Manager, you will:

  • Act as subject matter expert, providing independent guidance to the first line and oversight of conduct risk, regulatory compliance and product.
  • Carry out second line assurance reviews.
  • Support SMCR processes.
  • Monitor conflict of interest, gifts and hospitality and other compliance activities.
  • Identify new laws and regulations applicable to the bank.
  • Write ToRs, risk management policies and standards, and other governance documents to be implemented by the first line.
  • Prepare and improve MI packs to various committees.
  • Oversee the embedding of Consumer Duty across the business.

Qualifications

  • Knowledge of the UK’s financial services regulatory framework.
  • Experience of working for or closely with a regulatory body (FCA, PRA, Bank of England, FSA, HMT or Financial Ombudsman).
  • Experience in working within financial services in the UK (ideally within the EMI/PI, fintech and/or a challenger bank spaces), or in a fintech, or in a professional services firm.
  • Experience in implementing and overseeing Consumer Duty and most of the following regulatory areas: conduct, payments, data protection, SM&CR, product governance.
  • Experience in either operational risk and assurance is highly desirable.

Requirements

  • Pragmatic and collaborative mindset, with an interest in working closely with all other parts of the business to embed a strong three lines of defence model.
  • Comfortable in going outside your comfort zone and willing to do other second line related activities as required.
  • Comfort with solo execution and managing people remotely.
  • A high degree of comfort adopting new software tools for document drafting, collaboration and communication.
  • A love for writing, with a focus on clarity and readability.

Benefits

  • 25 days off a year (pro rata) + bank holidays and winter break closure.
  • Flexible, remote-friendly working - including supporting home office setup.
  • Auto-enrolment into company pension scheme.
  • Coaching and therapy via our wellbeing partnership with Oliva.
  • Access to a global network of co-working spaces via Desana.
  • This role will have an annual salary of £65,000 - £80,000 (pro rata), depending on experience.

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Before You Apply
📍 Be aware of the location restriction for this remote position: UK
Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more.
Compliance Manager @Griffin
Finance / Legal
Salary 💸 £65,000 - £80,000 pro rata
Remote Location
UK
Job Type contract
Posted Mar 28, 2025
Apply for this position Unlock 54,631 Remote Jobs
📍 Be aware of the location restriction for this remote position: UK
Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more.
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