Associate Principal, Business & Risk Auditor @The Options Clearing Corporation

[Hiring] Associate Principal, Business & Risk Auditor @The Options Clearing Corporation

Mar 16, 2025 - The Options Clearing Corporation is hiring a remote Associate Principal, Business & Risk Auditor. 💸 Salary: $94,600 - $132,400, plus 8% to 15% incentive. 📍Location: USA.

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Role Description

This role will support independent assessments of OCC's financial and operational business processes, risk management, and other objectives as needed. The role is responsible for determining the sufficiency of management's controls and activities related to the management of regulatory, operational, and strategic risks and presenting recommendations for improvements to the engagement team.

Support the team on delivery of assigned audits within the annual audit plan.
Support the team confirming a professional auditee experience.
Own the audit quality, accuracy of results, and delivery in a timely manner.
Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
Evaluate exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions.
Lead audits related to organization changes including business requirements definitions and technology implementations.
Maintain an understanding of policies, procedures, standards, and supporting technologies.
Educate staff to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
Understand professional principles and standards (e.g., AICPA, IIA IPPF, COSO) and their relevance to risk management.
Keep current on best practices and emerging risks within the financial services industry and make recommendations for improvements as necessary.
Support effective relationships with business groups and leadership and partner with management.

Qualifications

Ability to communicate clearly and effectively, both orally and in writing.
Strong problem solving and analytical capabilities.
Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
Ability to work independently or as part of a team, prioritizing multiple audit assignments.
Experience working in a complex, fast-paced environment.
Experience using the principles, practices, and techniques involved in conducting audits in accordance with the International Standards for the Professional Practice of Internal Auditing.
[Preferred] Consulting and/or accounting firm experience.
[Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations.

Requirements

[Required] Microsoft Office applications.
[Preferred] Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software.
Bachelor’s degree (or equivalent) in Accounting, Finance, Business Administration, or related field.
5+ years of experience (audit-related) in conducting risk-based operational and compliance audits and projects.
[Preferred] one of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA).

Benefits

A hybrid work environment, up to 2 days per week of remote work.
Tuition Reimbursement to support your continued education.
Student Loan Repayment Assistance.
Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely.
Generous PTO and Parental leave.
Competitive health benefits including medical, dental, and vision.
401k Employer Match.

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📍	Be aware of the location restriction for this remote position: USA
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Associate Principal, Business & Risk Auditor @The Options Clearing Corporation

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Salary 💸 $94,600 - $132,400, plus 8% to 15% incentive	Remote Location USA
Job Type full-time	Posted Mar 16, 2025

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📍	Be aware of the location restriction for this remote position: USA
‼	Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more.

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[Hiring] Associate Principal, Business & Risk Auditor @The Options Clearing Corporation

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