[Hiring] Registration & Licensing Specialist @BizTek People, Inc. | APA International Placement Consultants

Role Description

We’re seeking an experienced Registration & Licensing Specialist for a temporary, full-time remote assignment. This role supports broker-dealer registration and licensing activities, including:

• Process new-hire and transfer registrations
• Maintain Form U4 and U5 filings
• Coordinate state and dual-registration requirements
• Track licensing and examination requirements
• Support ongoing registration maintenance and RSL reporting
• Maintain accurate regulatory records
• Partner with Compliance, HR, Legal, and business teams to meet regulatory deadlines

Qualifications

• 3–5+ years of broker-dealer registration and licensing experience
• Bachelor’s degree preferred
• Working knowledge of FINRA CRD, Form U4/U5, and state registration requirements
• Experience with dual registrations and branch/RSL reporting
• Strong attention to detail and ability to manage multiple regulatory deadlines

Company Description