Role Description
We are seeking a dedicated, proactive, and experienced Compliance Officer to lead our compliance function and uphold the highest standards of integrity, governance, and regulatory adherence.
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Act as the firm’s designated SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer), upon FCA approval via Form A.
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Oversee the development, implementation, and continuous improvement of Cutronas FS Ltd’s compliance and risk management framework in line with FCA requirements.
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Monitor and review all business processes, client interactions, and advisory practices to ensure full compliance with FCA, ICO, and AML obligations.
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Serve as the primary liaison with the FCA and other regulatory bodies, preparing and submitting reports, notifications, and annual returns.
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Advise senior management on compliance risks, regulatory developments, and internal controls, ensuring effective mitigation and escalation procedures.
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Maintain and update internal compliance policies, manuals, and training materials.
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Deliver regular compliance and AML training to all staff to promote a culture of compliance and ethical conduct.
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Conduct periodic audits, file reviews, and investigations to identify gaps and implement corrective actions.
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Ensure adherence to Consumer Duty, SYSC, MLR 2017, and other relevant regulatory standards.
Qualifications
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Bachelor’s degree (or higher) in Law, Finance, Business Administration, or a related discipline.
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Proven experience in a Compliance Officer or MLRO role within a UK-regulated financial services firm.
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Practical understanding of FCA Handbook, including SYSC, PRIN, COND, and AML/CTF obligations.
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Demonstrable experience in SMF16/SMF17 functions or working closely under them.
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Strong analytical and interpretive skills — capable of translating regulatory language into actionable business processes.
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Excellent written and verbal communication, with the ability to engage confidently with senior management and regulators.
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High ethical standards, sound judgment, and the ability to operate with discretion and independence.
Benefits
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Opportunity to lead the compliance and governance function of a growing FCA-regulated firm.
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Direct influence on company policy, culture, and strategic direction.
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Supportive and inclusive team culture that values integrity, transparency, and collaboration.
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Ongoing professional development, including FCA and AML training.
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Competitive remuneration and benefits package.
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Fully remote working.