[Hiring] Compliance Analyst @Finsight Research

Role Description

Support Company's expanding compliance program as part of an India-based compliance team, collaborating with teams across the globe. The role focuses on reviewing interview transcripts generated by human-led and AI-led interviews, with particular emphasis on compliance risks including material non-public information (MNPI), defamation, and sensitive content. The Analyst will help develop, test, and validate Company's AI review tools while providing the human judgment layer required to take appropriate compliance action and escalate if required, before content reaches the library or clients.

Job Responsibilities

• Review and evaluate AI-led and human-led interview transcripts, identifying potential compliance risks.
• Ensure reviews are conducted in accordance with Company's compliance policies and procedures, adapting judgment as needed based on evolving guidelines.
• Serve as a key contributor to the development, testing, and validation of Company's AI compliance review tools, providing a human layer of oversight on AI-generated risk scores and flagged content.
• Investigate and cure compliance risks identified in flagged content, escalating complex or high-risk cases to the compliance team as required based on the risk level.
• Maintain and apply Company's compliance principles consistently, ensuring published content never creates a different impression of the underlying subject than the previous version.
• Support real-time compliance review of ongoing projects, contributing to the firm's interview-to-library turnaround goals.
• Focus on solving nuanced compliance judgment calls across varied transcript content, interpreting context to apply the correct classification and action.

Company Description