Role Description
The Director, Compliance leads the companyโs lending compliance program across origination, servicing, and secondary market activities. This role owns the design and oversight of a scalable Compliance Management System that mitigates regulatory risk while enabling responsible growth. You will serve as a strategic advisor to leadership and embed compliance into products, operations, and third-party relationships.
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Lead and continuously enhance the companyโs lending Compliance Management System
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Ensure compliance with applicable federal and state regulations, including RESPA, TILA, ECOA, HMDA, FCRA, UDAAP, SAFE Act, and relevant state laws
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Monitor regulatory developments and serve as primary liaison for regulators and auditors
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Develop and maintain compliance policies, controls, monitoring, and testing programs
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Conduct risk assessments and review marketing materials, disclosures, loan documents, and product changes
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Partner with product, underwriting, operations, capital markets, servicing, and technology teams to embed compliance into systems and workflows
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Oversee issue management, consumer complaint resolution, corrective actions, and executive reporting
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Build a strong culture of compliance through training and cross-functional partnership
Qualifications
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8+ years of progressive compliance experience within lending originations. Servicing or asset-backed lending experience is a plus
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Deep knowledge of federal and state lending regulations, including HELOC, DSCR, and crypto-backed loan products
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Experience managing regulatory exams and external audits
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Proven experience leading compliance teams
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Strong understanding of lending operations and the full loan lifecycle
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Experience in fintech or technology-enabled mortgage platforms is a plus
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CAMS, CRCM, or similar certification is a plus
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Strong judgment, clear communication, and the ability to operate in a fast-paced environment
Requirements
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Compensation Range: $136,500-$170,500/yr
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25% annual bonus target, paid quarterly
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Company equity in the form of RSUs
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This is the compensation range for the United States, actual compensation may vary based on individual candidate experience, location, or evolving business needs
Benefits
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Comprehensive health, vision, and dental insurance with 100% employer-paid premiums for employees and their dependents on select plans
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Company HSA, FSA, Dependent Care, 401k, and commuter benefits
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Employer-funded life and disability insurance coverage
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11 Observed Holidays & PTO plan
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Up to 12 weeks paid family leave
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Continuing education reimbursement