[Hiring] Suitability Analyst @Horace Mann

Role Description

Horace Mann is seeking a detail-oriented and knowledgeable Suitability Analyst to join our Broker-Dealer Compliance team. In this role, you'll help protect our clients and support our registered representatives by reviewing financial services transactions for suitability and ensuring activity is handled in accordance with broker-dealer procedures and FINRA requirements.

You'll combine analytical thinking, regulatory knowledge, and strong relationship-building skills to:

• Review applications and research transactions.
• Maintain required documentation.
• Provide guidance to registered personnel.
• Contribute to surveillance, training, forms, and process improvements.

This is an excellent opportunity for someone with insurance or brokerage experience who enjoys working at the intersection of financial services, regulatory compliance, and client protection.

Qualifications

• H.S. Diploma or GED required; Four-year college degree preferred.
• 2+ years of related business experience within the insurance or brokerage industry.
• Strong analytical and critical-thinking skills.
• Excellent attention to detail and commitment to accurate documentation.
• Strong written and verbal communication skills.
• Ability to interpret and consistently apply procedures and regulatory requirements.
• Ability to manage multiple priorities in a highly regulated environment.

Requirements

• FINRA Series 6 or Series 7 required.
• FINRA Series 26 or Series 24 required.
• Series 51/53 preferred.

Benefits

• Normal office environment.
• Periodic travel may be required.
• Pay Range: $66,500.00 - $92,000.00 + bonus.
• Salary is commensurate to experience, location, etc.

Company Description

Horace Mann was founded in 1945 by two Springfield, Illinois, teachers who saw a need for quality, affordable auto insurance for teachers. Since then, we’ve broadened our mission to helping all educators protect what they have today and prepare for a successful tomorrow.

• We serve more than 4,100 school districts nationwide.
• Publicly traded on the New York Stock Exchange (symbol: HMN).
• We have more than $12 billion in assets.

We’re motivated by the fact that educators take care of our children’s future, and we believe they deserve someone to look after theirs. We help educators identify their financial goals and develop plans to achieve them, including insurance to protect what they have today and financial products to help them prepare for their future.

Our tailored offerings include special rates and benefits for educators.

EOE/Minorities/Females/Veterans/Disabled. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

For applicants that are California residents, please review our California Consumer Privacy Notice. All applicants should review our Horace Mann Privacy Policy.