[Hiring] RIA, Participant Education @Basic Capital

Role Description

We are hiring a licensed advisor to lead participant education across our client plans. You will run enrollment and education sessions, meet one-on-one with participants, and work closely with our investment team.

Responsibilities

• Lead enrollment and education sessions for client employees
• Meet one-on-one with participants on contributions, investments, rollovers, and distributions
• Build and maintain participant education materials
• Support the investment team on fund lineup and monitoring work

Qualifications

• Series 65, or Series 66 with Series 7 (current, or obtained within 90 days of start)
• 3+ years in a client-facing role in retirement plans, wealth management, or financial planning
• Working knowledge of 401(k) plan design and investments
• Clear communicator with groups and one-on-one

Nice to have

• CFP®, CRPS, AIF, or CPFA
• Prior experience as an Investment Adviser Representative
• Familiarity with ERISA and equity compensation

Cultural Fit

• High agency: You believe the world is malleable and want to shape it to your vision.
• High tastes: You have strong opinions on what “good” looks like in your field. Craftsmanship matters.
• Friction friendly: We debate pretty hard. Friction polishes the work. You challenge and expect to be challenged. Compromise leads to mediocrity.
• Tenacity: Relentless work ethic in the face of adversity and rejection.
• Grand ambition: We’re energized by people’s dreams, for the world and for themselves. Energize us.