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Transfer Agent Auditor @Broadridge

[Hiring] Transfer Agent Auditor @Broadridge

Mar 20, 2025 - Broadridge is hiring a remote Transfer Agent Auditor. đź’¸ Salary: $20.00 per hour. đź“ŤLocation: USA.

This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more.

Role Description

This role involves the validation of requests for outgoing correspondence, account maintenance, and financial updates received from shareholders through multiple mediums.

  • Conduct daily audits of the transfer agent voting process, ensuring votes are updated accurately on multiple systems
  • Update and maintain client accounts with contact information, check information, etc.
  • Check system updates against client documents to ensure accuracy
  • Assist in implementing procedures and documentation to ensure that Vote Audit is aligned with ISO and Sarbanes Oxley, as well as Broadridge corporate policies, and SEC and NYSE regulations
  • Identify reportable issues and potential risk, and communicate findings to management
  • Document and resolve any errors discovered during the audit process
  • Review assigned domestic, contest, and special processing voting prior to vote issuance, and work with client services to ensure appropriate documentation has been received
  • Coordinate with internal and external auditors in their reviews of the voting process

Qualifications

  • Bachelor’s degree or equivalent experience preferred
  • 1-3 years of hands-on experience in Auditing, Accounting, or Quality Assurance
  • Knowledge of advanced Excel formulas and v-lookups with the ability to build charts, pivot tables and macros
  • Strong attention to detail and accuracy
  • Ability to analyze and understand complex transactions
  • Ability to organize, prioritize and complete tasks within established time constraints
  • Strong interpersonal skills to interact closely with various levels of staff and management

Requirements

  • The pay rate for this position is $20.00 per hour
  • Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education

Company Description

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đź“Ť Be aware of the location restriction for this remote position: USA
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Back to Remote jobs  >   All others
Transfer Agent Auditor @Broadridge
All others
Salary đź’¸ $20.00 per hour
Remote Location
USA
Job Type contract
Posted Mar 20, 2025
Apply for this position Unlock 54,627 Remote Jobs
️
đź“Ť Be aware of the location restriction for this remote position: USA
‼ Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more.
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