[Hiring] Regional Securities Principal @Primerica

Role Description

The Regional Securities Principal is essential to the overall functionality and efficiency of the Field Supervision Department and will also be involved with:

• Production reporting
• Securities activity
• Recruiting activity
• Regional VP promotions and demotions
• Hierarchy changes
• License status
• Field audits
• Leadership branch office visits
• Office openings and closings
• Compliance cases
• Red flag reporting
• Other duties as assigned by the VP, Business Control Director

This is a remote position that can be located anywhere in the United States. This position requires up to 25% travel. Estimated salary range for this role is 68K - 78K.

Qualifications

• Bachelors’ Degree or equivalent experience in a financial services industry environment, or compliance related role
• 3-5 years relevant business experience
• Series 6, 26, and 63 licenses required, 65 license preferred
• Fluent in Spanish is a plus
• Strong presentation skills
• Flexible and available to travel as needed
• Familiarity with compliance requirements for insurance, securities, and consumer laws
• Demonstrated history of analytical skills, situational judgment, and decision-making ability
• Excellent PC skills with MS Office knowledge and ability to quickly learn and adapt to new software
• Excellent communication skills, written and verbal
• Ability to manage multiple priorities
• Ability to be a self-starter with the ability to manage multiple priorities
• Excellent interpersonal skills
• Ability to communicate mission critical messages in a one-on-one setting with high level field leaders

Requirements

• FLSA status: This position is exempt (not eligible for overtime pay)

Benefits

• Day one health, dental, and vision insurance
• 401(k) Plan with competitive employer match
• Vacation, sick, holiday and volunteer time off
• Life and disability insurance
• Flexible Spending Account & Health Savings Account
• Professional development
• Tuition reimbursement
• Company-sponsored social and philanthropy events