[Hiring] Part-Time Financial Compliance Auditor @Próspera

Role Description

We are seeking an experienced Financial Compliance Auditor to conduct independent examinations of regulated financial entities and assess compliance with applicable regulatory and AML/CFT requirements. This is a hands-on examination role. The selected professional will be responsible for:

• Testing compliance certifications
• Reviewing supporting evidence
• Conducting risk-based testing
• Documenting findings
• Maintaining examination workpapers that can withstand independent third-party review

We are specifically looking for candidates with experience examining or auditing the compliance of financial institutions or other regulated entities, rather than professionals whose experience has been limited to preparing compliance filings.

Qualifications

• 5+ years of relevant professional experience in one or more of the following:
  • Financial-sector examination
  • Internal or external audit
  • Regulatory compliance
  • AML/CFT compliance
• Demonstrated experience personally conducting audit or examination fieldwork, including:
  • Risk assessment
  • Sampling
  • Control testing
  • Workpaper preparation
  • Written audit findings
• Experience within a regulated financial environment, such as banking, insurance, fintech, financial services, or financial regulatory/supervisory institutions.
• Working knowledge of Honduran AML/CFT requirements.
• Knowledge of the FATF Forty Recommendations.
• Familiarity with the GAFILAT regulatory/evaluation environment.
• Professional proficiency in both English and Spanish, written and spoken.
• Strong analytical skills and ability to work independently with limited supervision.
• Ability to operate effectively in an environment where processes and examination procedures are still being developed.

Requirements

• Previous experience with CNBS, UFI, a Honduran bank or insurer, a financial-services audit practice, or a regulated fintech.
• Experience examining:
  • Money services businesses / money transmitters
  • Digital asset or cryptocurrency businesses
  • Insurance companies
• Experience with blockchain transaction monitoring or blockchain analytics.
• Professional certifications such as CAMS, ICA, CPA, CIA, Honduran Contador Público, or another relevant audit/compliance certification.

Scope of the Role

This position is focused on applying and testing existing regulatory standards. It is not responsible for designing the long-term supervisory framework, developing regulatory policy, benchmarking regulations, building a team, or managing staff. The primary objective is straightforward:

• Examine
• Test
• Document
• Identify findings
• Verify remediation