[Hiring] Controller @B. Riley Securities

Role Description

B. Riley Securities Holdings, Inc. (BRSH) is a FINRA-registered broker-dealer holding company and subsidiary of BRC Group Holdings (RILY). We are looking for a technically sharp, operationally minded Controller to serve as the cornerstone of our accounting function. This is a high-visibility, high-impact role for a senior accounting professional who thrives in a fast-moving environment and wants to be part of building something — not just maintaining it.

Reporting directly to the CFO, the Controller owns the general ledger, the monthly close, all internal and regulatory financial reporting, and the development of a growing accounting team. This role sits at the intersection of technical accounting, broker-dealer regulation, and cross-functional partnership — and requires someone who can operate with precision, exercise sound judgment, and communicate clearly across the organization.

Qualifications

• Bachelor's degree in Accounting, Finance, or related field
• CPA preferred; active license strongly valued
• 7+ years of progressive accounting experience, including at least 3 years in a broker-dealer, investment bank, or financial services firm
• Demonstrated hands-on experience with FINRA FOCUS Report preparation and filing
• Working knowledge of SEC Rules 15c3-1 (net capital) and 15c3-3 (customer protection); familiarity with FINRA reporting requirements
• Proficiency with NetSuite or equivalent ERP system
• Strong command of GAAP, including ASC 606, ASC 718, ASC 820, ASC 840/842, and ASC 326
• Demonstrated ability to manage a full monthly close cycle and deliver on-time results in a fast-paced environment
• High proficiency in Microsoft Excel (pivot tables, VLOOKUP/XLOOKUP, reconciliation modeling)
• Proficiency with Claude and other AI tools required; B. Riley is an AI-focused firm and candidates who are not yet proficient must demonstrate the ability and drive to get there fast

Requirements

• Experience in a carve-out, newly public, or standalone broker-dealer entity
• Familiarity with Xtiva commission management system
• Prior public accounting experience (Big 4 or national firm) with a broker-dealer or financial services practice
• Experience coordinating with external auditors on annual audits and quarterly reviews for a public registrant
• Familiarity with NFS (Fidelity) and Pershing clearing platforms

Benefits

• Competitive base salary + quarterly bonus

Company Description

B. Riley Securities is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status, Aboriginal/Native American status, or any other legally protected factors.