[Hiring] Compliance Manager - AML @Mashreq

Role Description

Train and provide guidance to AML Analyst.

• Manage the daily/weekly/monthly target of cases closures.
• Perform L1 and L2 Review and analyze the alerts/cases triggered in SAS/EE as per the AML SOP within the stipulated TATs.
• Escalate the cases to MLRO as deemed necessary to file STR as per the AML SOP within the stipulated TATs.
• Assist the AML Investigation Team by providing a complete quality analysis for the reviewed cases at the analysis stage.
• Support the MLRO / Delegate in Regulatory Relationship Management.
• Optimize the TM Alert Management process.
• Involve in Reg-Tech projects for automation and efficiency improvement.
• Conduct Complex investigation and highlight risk immediately.
• Highlight any key Financial Crimes risk throughout the review and analysis of customers’ account to the senior management.

Qualifications

• Graduate with 10 years of AML Transactions Monitoring.
• CAMS Certified/other recognized certification is a plus.
• Good command over spoken and written English.
• Team player and leader, good communication and inter-personal skills.
• Attention to details & quality.
• Analytical thinking and problem solving.

Requirements

• Train and provide guidance to Junior AML Analyst on systems and/or AML related cases and matters.
• Ensure that the daily target of cases closures is met without fail.
• Monitor SAS AML System and conduct appropriate reviews to facilitate closure of alerts or further investigation/reporting.
• Highlight any Compliance Policy breaches, Financial Crimes concerns or suspicions to Line Manager.
• Conduct AML enquiries/investigations upon directives received from the Manager Compliance/delegates on an on-going basis.
• Handle referrals received from business units as per the bank’s policy, ensuring no breach of the applicable process guidelines.
• Complete the mandatory eLearning trainings and face to face trainings on time without fail.
• All analysis records must be maintained in SAS and shared drive.
• Adhere to record retention policy and the SOP guidelines.

Benefits

• Good knowledge and understanding of local AML/CFT rules and legislation, and international best-practices/requirements.
• Organizational awareness including working knowledge or risks, products, processes and controls.
• Computer literate with good knowledge of MS Excel and Business Object (BO) reports.
• Ability to manage people.