Trade Supervision Manager @Sun Life Assurance Company of Canada

[Hiring] Trade Supervision Manager @Sun Life Assurance Company of Canada

Mar 18, 2025 - Sun Life Assurance Company of Canada is hiring a remote Trade Supervision Manager. 💸 Salary: 58,000 - 97,000 cad. 📍Location: Canada.

This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more.

Role Description

This role involves providing first-line oversight within the Canadian Retail Advice and Solutions (RAS) business.

Conduct Tier 1 supervision activities, including daily and monthly trade reviews, close supervision, and new registrant supervision.
Effectively manage queries and other tasks to support trade supervision within the broader team.
Identify and help resolve issues impacting risk, regulatory requirements, and policies and procedures through daily trade review activities.
Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
Share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem.
Collaborate with Trade Supervision team members and other BG&C colleagues to achieve BG&C objectives.
Complete other duties as assigned.

Qualifications

Mutual Fund Dealer Branch Manager proficiency, including 2 years of experience in a registered capacity.
Completion of one of the following:
- Branch Manager’s Course Exam (CSI)
- Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
- Branch Compliance Officers Course Exam (CSI)
Completion of one of the three courses required to be a Dealing Representative of a Mutual Fund Dealer:
- Canadian Investment Funds Course Exam
- The Canadian Securities Course Exam
- The Investment Funds in Canada Exam

Requirements

Strong knowledge of and experience with mutual fund industry compliance standards and practices.
Excellent organization and time management skills.
High degree of integrity and ethics; good judgement.
Interpersonal and communication skills.
Bilingualism (French, English, both oral and written) is an asset.
Investment Dealer Branch Manager Proficiency is an asset.

Benefits

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📍	Be aware of the location restriction for this remote position: Canada
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Trade Supervision Manager @Sun Life Assurance Company of Canada

All others

Salary 💸 58,000 - 97,000 cad	Remote Location Canada
Job Type full-time	Posted Mar 18, 2025

️

📍	Be aware of the location restriction for this remote position: Canada
‼	Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more.