[Hiring] Manager, Enhanced Due Diligence (AML) @100 Raymond James & Associates, Inc.
Mar 29, 2025 - 100 Raymond James & Associates, Inc. is hiring a remote Manager, Enhanced Due Diligence (AML). đź’¸ Salary: $100,000. đź“ŤLocation: USA, UK, Canada, Germany.
Role Description
Under limited direction, uses extensive knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training, and/or certification to develop, administer, and enforce anti-money laundering rules and regulations. Leads projects with significant scope and impact. Works independently on difficult assignments that are broad in nature, requiring originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Results are evaluated at agreed-upon milestones for effectiveness in achieving specified results. Extensive contact with internal customers is required to identify, research, analyze, and resolve complex issues. This Manager is responsible for overseeing a team of AML Analysts whose primary focus is client enhanced due diligence.
- Performs supervisory activities, including identifying performance problems and seeking guidance for remedial action; reviewing performance; and participating in interviewing and selecting staff.
- Plans, assigns, monitors, reviews, evaluates, and leads the work of others.
- Devise and analyze metrics and prepare reports related to key measurements of AML Know Your Client populations.
- Provide training and mentoring to new and existing Associates.
- Promptly escalate AML risk relevant and critical or reputational risk matters.
- Provide guidance and support in the detection and reporting of suspicious activity.
- Administer policies and procedures to ensure compliance with regulations related to money laundering included in the USA PATRIOT Act.
- Maintain knowledge of best practices in investigative research processes based on sources such as industry groups and information issued by regulatory groups and the United States government.
- Contribute to various AML training modules and communications by providing material on timely subjects, incidents, and other relevant topics as necessary.
- Respond to regulatory inquiries and coordinate with other compliance personnel.
- Maintain currency in laws and regulations pertaining to anti-money laundering compliance.
- Provides guidance to Raymond James Associates regarding AML policies.
- Perform other duties and responsibilities as assigned.
Qualifications
- Bachelor’s: Accounting, Bachelor’s: Business Administration, Bachelor’s: Finance, High School (HS) (Required)
- General Experience - 6 to 10 years
- ACAMS is required or the ability to obtain in one (1) year.
Requirements
- Concepts, practices, and procedures of securities industry and/or banking compliance reviews.
- Rules and regulations of the USA Patriot Act.
- Fundamental investment concepts, practices, and procedures used in the securities industry.
- Principles of banking and finance and securities industry operations.
- Financial markets and products.
- Administering anti-money laundering policies and procedures.
- Analyzing activity documentation to identify irregular transactions.
- Administering regulatory notifications and filings.
- Planning and scheduling work to meet organizational and regulatory requirements.
- Identifying and applying appropriate compliance monitoring procedures and tests.
- Preparing oral and/or written reports.
- Investigating compliance issues and irregularities.
- Making rule-based and analytical decisions.
- Operating standard office equipment and using required software applications.
- Supervise, coach, and mentor a team of AML Investigation Analysts.
- Gather information, identify linkages and trends, and apply findings to assignments.
- Interpret and apply anti-money laundering regulations and identify and recommend compliance changes as appropriate.
- Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities.
- Communicate effectively, both orally and in writing.
- Work independently as well as collaboratively within a team environment.
- Provide a high level of customer service.
- Establish and maintain effective working relationships at all levels of the organization.
- Schedule and facilitate team and interdepartmental meetings as needed.
- Maintain confidentiality.
Benefits
- Our business is deeply focused on people and their financial well-being.
- We're committed to helping individuals, corporations and institutions achieve their goals.
- We invest in you with wide-ranging benefits and the support of leaders and colleagues who care.
- From development opportunities and enriching networking groups to prioritizing diversity, inclusion and the power of different perspectives.
Similar Remote Jobs
More jobs at 100 Raymond James & Associates, Inc.
-
Finance / Legal $70,000.00-$80,000.00 USAMar 29, 2025
-
All others $100,000.00-$195,000.00 USAMar 14, 2025
-
All others $80,000 - $95,000 USAFeb 17, 2025
More All Others jobs
-
All others up to $3,000 for multi-session studies USAApr 02, 2025
-
All others up to $250/hr USAApr 02, 2025
-
All others up to $250/hr USAApr 02, 2025
More jobs in USA
-
Data Analysis unspecified USAApr 02, 2025
-
Software Development $117,120 - $201,300 per year USAApr 02, 2025
Kickstart Your Job Search
Unlock 54,321 additional remote jobs, advanced search & email notifications
Too many emails? Declutter your inbox with Meco
Your home for reading newsletters
| đź“Ť | Be aware of the location restriction for this remote position: USA, UK, Canada, Germany |
| ‼ | Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more. |
|
Salary
đź’¸
$100,000
|
Remote
Location
USA, UK, Canada, Germany
|
|
Job Type
full-time
|
Posted
Mar 29, 2025
|
| đź“Ť | Be aware of the location restriction for this remote position: USA, UK, Canada, Germany |
| ‼ | Beware of scams! When applying for jobs, you should NEVER have to pay anything. Learn more. |
